is it unethical for a lawyer to give legal advice to someone who is represented by a lawyer

by Kenny Bechtelar 10 min read

It is unethical, but more importantly illegal, to offer legal advice or assistance, representation, document drafting, or in any way appear to be giving a legal opinion to a person or entity unless you are licensed to practice in that jurisdiction. If someone were to rely on your advice, you could cause grievous harm.

Full Answer

Is it unethical for a lawyer to act disinterested?

An lawyer can violate ethical rules by disclosing the identity of their client. However, it is also unethical for a lawyer to act disinterested when communicating with an unrepresented adverse party. That is, a lawyer cannot remain silent about his role in the litigation when speaking to an opposing party.

Is it unethical for a lawyer to threaten criminal charges?

If the lawyer becomes uncivil, or threatens action he knows he cannot take, such as threatening criminal charges, that would be unethical. * This will flag comments for moderators to take action.

Can a non-lawyer provide legal advice?

Non-lawyers may not, through a 900 number telephone service, provide legal advice to the public. Attorneys encouraging such an enterprise would be in violation of the rule that prohibits a lawyer from aiding a non-lawyer in the practice of law.

What to do if a lawyer violates an ethical rule?

If you think your lawyer has violated an ethical rule, you may file a complaint with the disciplinary board in the state where the lawyer is licensed.

What is unethical for a lawyer?

Attorney misconduct may include: conflict of interest, overbilling, refusing to represent a client for political or professional motives, false or misleading statements, knowingly accepting worthless lawsuits, hiding evidence, abandoning a client, failing to disclose all relevant facts, arguing a position while ...

What are the ethical guidelines for lawyers?

Areas covered by ethical standards include: Independence, honesty and integrity. The lawyer and client relationship, in particular, the duties owed by the lawyer to his or her client. This includes matters such as client care, conflict of interest, confidentiality, dealing with client money, and fees.

Is it unethical for a lawyer to represent family?

There are no special rules for representing friends and relatives – lawyers who provide legal assistance to relatives are bound by the same rules that apply to any lawyer-client relationship.

Can represented clients talk to each other?

(A) While representing a client, a member shall not communicate directly or indirectly about the subject of the representation with a party the member knows to be represented by another lawyer in the matter, unless the member has the consent of the other lawyer.

What is the most common complaint against lawyers?

Perhaps the most common kinds of complaints against lawyers involve delay or neglect. This doesn't mean that occasionally you've had to wait for a phone call to be returned. It means there has been a pattern of the lawyer's failing to respond or to take action over a period of months.

What are the four responsibilities of lawyers?

It describes the sources and broad definitions of lawyers' four responsibilities: duties to clients and stakeholders; duties to the legal system; duties to one's own institution; and duties to the broader society.

Can my lawyer friend represent me?

At present, only solicitors and barristers can represent other people in court. This means that, without leave of the court, you cannot speak for a friend in court, except as a character witness.

Are lawyers allowed to represent family members?

Can a lawyer advise friends, family members and their spouse? Lawyers are allowed to advise friends, family members, spouses and other people with whom they are acquainted. A lawyer is not in a conflict of interest simply because the lawyer is representing a family member or a friend.

Can a lawyer represent someone they know?

Can my lawyer represent me if he knows I'm guilty? Yes. Defense attorneys are ethically bound to zealously represent all clients, the guilty as well as the innocent.

What would be a conflict of interest for an attorney?

The most common conflict of interest in a criminal litigation scenario is when a lawyer is asked to represent two or more clients in relation to the same matter.

Can a lawyer communicate with the other party?

Parties to a matter may communicate directly with each other, and a lawyer is not prohibited from advising a client concerning a communication that the client is legally entitled to make.

Do opposing lawyers talk to each other?

Ultimately, it isn't uncommon for attorneys in the community to have a friendly relationship. Don't be afraid if you even see the attorneys partake in some light banter back and forth.

Rixon Charles Rafter III

It's not unethical. It's definitely a hardball tactic. You don't have to take the advice if you don't like it, and you don't have to keep the lawyer if you don't want to do it his way.

Joseph Jonathan Brophy

Bad advice, unethical advise, and advice you don't like are different things. I do not see anything "unethical" in the advice you were given. Discuss your goals with your attorney, Sometimes goals cannot be achieved. We're lawyers, not super-humans.

Samuel Cohen

This does not necessarily constitute unethical advice; it may be bad advice but no one can tell you whether it is good or bad based on these facts. If you do not like the advice or are not satisfied with the attorney, then you should hire another attorney to represent you.

What is the duty of a lawyer?

A lawyer has the duty, in all dealings and relations with a client, to act with honesty, Good Faith, fairness, integrity, and fidelity. A lawyer must possess the legal skill and knowledge that is ordinarily possessed by members of the profession.

What happens if a lawyer fails to pay all funds to his client?

If a lawyer fails to promptly pay all funds to his client, the lawyer may be required to pay interest. A lawyer is liable for fraud—except when the client caused the attorney to commit fraud—and is generally liable for any damages resulting to the client by his negligence.

Why is malpractice not a success?

A legal malpractice action, however, is not likely to succeed if the lawyer committed an error because an issue of law was unsettled or debatable. Many legal malpractice claims are filed because of negligence in the professional relationship. The improper and unprofessional handling of the attorney-client relationship leads to negligence claims ...

What are the four areas of legal malpractice?

The four general areas of Legal Malpractice are negligent errors,negligence in the professional relationship, fee disputes, and claims filed by an adversary or non client against a lawyer. As in the medical field, lawyers must conform to standards of conduct recognized by the profession.

What is legal malpractice?

Another area of legal malpractice involves fee disputes. When attorneys sue clients for attorneys' fees, many clients assert malpractice as a defense. As a defense, it can reduce or totally eliminate the lawyer's recovery of fees.

Who is responsible for the acts of his associates, clerks, legal assistants, and partners?

In addition, a lawyer is responsible for the acts of his associates, clerks, legal assistants, and partners and may be liable for their acts if they result in losses to the client. Negligent errors are most commonly associated with legal malpractice.

Can a lawyer be charged with malpractice?

Lawyers who give improper advice, improperly prepare documents, fail to file documents, or make a faulty analysis in examining the title to real estate may be charged with malpractice by their clients. A legal malpractice action, however, is not likely to succeed if the lawyer committed an error because an issue of law was unsettled or debatable. ...

What is the ethical obligation of an attorney?

The attorney’s ethical obligations regarding client-lawyer relationship s and confidentiality extend to paralegals as well as all non-lawyers working with the client. This obligation of confidentiality covers all types of client communication, including documents, files, phone calls, email communications, in-person conversations, posts on social media, and even discussions at home with a spouse or significant other.

What are the ethical rules for paralegals?

Ethical rules for paralegals and their supervising attorneys. Paralegals bring many benefits to a legal practice, and with benefits come many ethical responsibilities. These responsibilities involve not only the manner in which paralegals should conduct themselves but also the ethical considerations that the lawyers who supervise them need to make.

What are the ethical considerations of paralegals?

Ethical considerations for attorneys working with paralegals. Lawyers who employ paralegals have certain ethical obligations as well, and the failure to observe them could result in significant financial as well as reputational harm to themselves and their firm.

What is the ABA model for paralegal services?

According to Guideline 1 of the ABA Model Guidelines for the Utilization of Paralegal Services, “a lawyer is responsible for all of the professional activities of a paralegal performing services at the lawyer’s direction and should take reasonable measures to ensure that the paralegal’s conduct is consistent with the lawyer’s obligations under the rule of professional conduct.”

What is a paralegal?

A paralegal is a critical member of the legal team and can greatly enhance a firm’s efficiency and productivity. But to ensure that an ethical relationship is maintained, a lawyer must provide a paralegal with proper supervision, adequate training, appropriate tasks to perform, and perhaps most importantly, high standards to strive for. ***. ...

Can a paralegal give legal advice?

Paralegals are not permitted to give legal advice. Lawyers spend years in order to become qualified to give legal advice. A paralegal can share legal advice that comes from an attorney or direct a client’s question to the attorney themselves.

Can a paralegal set client fees?

Paralegals are prohibited from setting client fees. Paralegals are not allowed to determine the fee that will be charged for legal services, although they can relay fee information given to them by their supervising attorney to the client.

Can you report a man who is romantically involved with his client?

If you have proof proof, not suspicion that he is romantically involved with his client, you could report him to the California State Bar Association, as that is an ethical violation. Don't threaten to report him, as that would be wrong, but you have the right to report him for such wrongdoing.

Can an attorney use threats against someone?

An attorney cannot use threats against someone to gain an advantage in a civil matter. However, the attorney can warn that person that he is about to file a lawsuit to resolve a matter.

Can an attorney write a demand letter?

It is permissible for an attorney to write a demand letter and say that he will file suit if you don't pay the demand, but after that, he ought to just sue or shut up. You don't have to meet him personally, and you probably should not. If you have proof proof, not suspicion that he is romantically involved with his client, you could report him to the California State Bar Association, as that is an ethical violation. Don't threaten to report him, as that would be wrong, but you have the right to report him for such wrongdoing. You can also hire an attorney to represent you in this matter, and that will put a stop from the attorney's contacting you at all. Good luck.

Is an in person meeting a good way to resolve a dispute?

Sometimes an in-person meeting is a good way of resolving disputes without resorting to a lawsuit. That being said, in the situation you describe, the aggrieved party should at least consult with an attorney to go over the specifics, the background, the evidence and then options and recommendations. It will be worth the cost of the consultation fee.

Is it unethical to threaten a lawsuit?

It is not unethical to threaten a lawsuit if you refuse to negotiate a settlement. You, or whoever is receiving the message should offer to consider any demands, but let the lawyer know you are uncomfortable meeting, if you are. If the lawyer becomes uncivil, or threatens action he knows he cannot take, such as threatening criminal charges, that would be unethical.

What is the role of a lawyer?

Lawyers are given a lot of responsibility and often deal with serious matters, from criminal charges to child custody to tax and other financial matters. When you hire a lawyer, you are trusting him or her to represent your interests in the best manner possible. To protect the public—and the integrity of the legal profession—each state has its own code of ethics that lawyers must follow. These are usually called the “rules of professional conduct.”

How to file a complaint against a lawyer?

In most states, you can file your complaint by mailing in a state-issued complaint form or a letter with the lawyer's name and contact information, your contact information, a description of the problem, and copies of relevant documents. In some states, you may be able to lodge your complaint over the phone or online.

What happens if a client fires a lawyer?

When a client fires a lawyer and asks for the file, the lawyer must promptly return it. In some states, such as California, the lawyer must return the file even if attorneys’ fees haven’t been paid in full. Lawyer incompetence. Lawyers must have the knowledge and experience to competently handle any case that they take on.

What is incompetence in a lawyer?

Lawyer incompetence. Lawyers must have the knowledge and experience to competently handle any case that they take on. They must also be sufficiently prepared to handle matters that come up in your case, from settlement negotiations to trial. Conflicts of interest.

What is a public reprimand?

issue a private reprimand (usually a letter sent to the lawyer) issue a public reprimand (usually published in the agency’s official reports and a local legal journal or newspaper ) suspend the lawyer (the lawyer cannot practice law for a specific time) disbar the lawyer (the lawyer loses his or her license to practice law), and/or.

What happens if you don't report a violation of the law?

If there's no evidence of a violation, the board will dismiss the case and notify you. If the violation is minor, a phone call or letter to the lawyer usually ends the matter.

What are the rules of professional conduct?

The American Bar Association publishes the Model Rules of Professional Conduct, which lists standard ethical violations and best practices for lawyers. Some states have adopted the model rules as their own ethical rules, while others use it as a guide and modify or add rules.

Aba

  • ABA Formal Opinion 472 (2015) The ABA Standing Committee on Ethics and Professional Responsibility released an ethics opinion addressing the obligations of a lawyer when communicating with a person who is receiving limited-scope representation. The Committee recommends that if the lawyer has reason to believe that an unrepresented person on the oppos…
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Alabama

  • Alabama State Bar Ass’n Ethics Op. 2010-01 The Alabama Rules of Professional Conduct allow a lawyer to limit the scope of the representation. Ordinarily, a lawyer is not required to disclose drafting assistance to the court.
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Alaska

  • Alaska Bar Ass'n Ethics Op. 93-1 (1993) A lawyer may ethically limit the scope of representation of a client, but the lawyer should notify the client clearly of the limitation of representation and the potential risks the client is taking by not having full representation. When a lawyer limits the scope of representation, an attorney-client relatio...
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Arizona

  • Arizona State Bar Ass’n Op. 06-03 (2006) An attorney who limits the scope of representation and coaches the client or ghost writes papers must direct the client to be truthful and candid in the client’s activities. While an attorney is not required to disclose to opposing counsel that the attorney is providing limited-scope representation, the attorney must maintain client confidential…
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California

  • Orange County Bar Association Formal Opinion 2014-1 (Ghostwriting by Contract Lawyers and Out-of-State Lawyers) A lawyer may use another contract lawyer or out-of-state lawyer to ghostwrite court documents without having to disclose that assistance to the court. The State Bar of California Ass'n Standing Comm. on Prof. Resp. and Conduct Ethics Op. No. 2012-184 As it p…
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Colorado

  • Colorado Bar Ass'n Ethics Op. 101 (1998) Colorado Rules of Professional Conduct, and particularly Rule 1.2, allow unbundled legal services in both litigation and non-litigation matters. A lawyer who provides limited representation must nonetheless make a sufficient "inquiry into and analysis of the factual and legal elements of the problem" to provide the competent representati…
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Connecticut

  • Connecticut Informal Op. 90-18 (1990) Legal aid agencies, in lieu of representation, may offer a class on pro se divorce to individuals seeking simple uncontested divorce and, for more complicated matters, provided clients are fully advised of the risks of proceeding pro se.
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Delaware

  • Delaware State Bar Ass’n Op – 2006-1 A lawyer may be required to perform beyond the term of a limited scope representation agreement if the Court requested, or the Client’s circumstance warranted such action. In most circumstances, an agreement to withdraw from representation would not violate any ethics requirement, as long as the lawyer provides adequate advice to Clie…
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District of Columbia

  • D.C. Bar Op. 330 (2005) Unbundling of legal services is permissible under D.C. Rule 1.2 (c), provided the client is fully informed of the limits on the scope of the representation and these limits do not prevent the provision of competent service. If a party is proceeding pro se, opposing counsel should treat that party as unrepresented unless and until that counsel receives reasona…
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Florida

  • Florida State Bar Ass'n Op. 79-7 (Reconsideration 2000) Any pleadings or other papers prepared by an attorney and filed with the court on behalf of a pro se litigant must clearly indicate that the litigant was aided by an attorney. Specifically, such filings should state, "Prepared with Assistance of Counsel."
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