when do federal disciplinary actions against lawyer have to be reported to dc bar

by Dr. Frankie Price 8 min read

The general requirement is that the report must be made within 30 days of the time you have knowledge of the triggering event. Exceptions: If you have been newly licensed in another state or federal jurisdiction, or if your license in another jurisdiction has been terminated, you must report it on or before February 1 of each year.

Full Answer

How do I research a disciplinary decision against an attorney?

Rather, individuals researching an attorney should consult the full text of any disciplinary decision either online through the link provided in the summary to the Board on Professional Responsibility report or the D.C. Court of Appeals decision or in records maintained by the Office of Bar Counsel.

What happens if disciplinary counsel disagrees with the findings of the board?

If Disciplinary Counsel disagrees with the findings or recommendation of the Board, the position of the Board may be presented before the Court, upon request of the Board, by the Executive Attorney or other counsel. The Court in its discretion may appoint an attorney to present the views of a minority of the Board.

Is there a statute of limitations on disciplinary proceedings against an attorney?

(c) No statute of limitations. Disciplinary proceedings against an attorney shall not be subject to any period of limitation. Section 2. Grounds for Discipline (a) Duty of attorneys.

When to report a disbarred person to the State Bar?

Second, you must make the report to the State Bar prior to or at the time you employ a person who is disbarred, resigned, involuntarily inactive, or suspended. [18] Reporting duties are not stayed while a sanction order is on appeal.

How do I file a complaint against a lawyer in DC?

Office of Disciplinary CounselOffice of Disciplinary Counsel.District of Columbia Court of Appeals.515 5th Street, NW.Building A, Suite 117, Washington, DC 20001.Phone: 202-638-1501.Fax: 202-638-0862.

Is the DC Bar Association Mandatory?

The Communities Program is a voluntary membership of the Bar and not funded or supported by mandatory Bar dues.

What states does D.C. Bar have reciprocity with?

Washington has reciprocity with: AK, CO, CT, DC, GA, ID, IL, IN, IA, KY, MA, MI, MN, MO, NE, NH, NY, NC, ND, OH, OK, OR, PA, TN, TX, UT, VT, VA, WV, WI, and WY.

Is DC a UBE jurisdiction?

The District of Columbia is a UBE jurisdiction. The Uniform Bar Examination (UBE) is coordinated by NCBE and is composed of the Multistate Essay Examination (MEE), two Multistate Performance Test (MPT) tasks, and the Multistate Bar Examination (MBE).

What is disciplinary counsel?

As used hereafter in this rule, the term "Disciplinary Counsel" shall refer collectively to Disciplinary Counsel, any Special Disciplinary Counsel, and all assistant disciplinary counsel unless the context requires otherwise.

What is immunity in disciplinary proceedings?

(a) Immunity. Complaints submitted to the Board or Disciplinary Counsel shall be absolutely privileged , and no claim or action predicated thereon may be instituted or maintained. Members of the Board, its employees, members of Hearing Committees, Disciplinary Counsel, and all assistants and employees of Disciplinary Counsel, all persons engaged in counseling, evaluating or monitoring other attorneys pursuant to a Board or Court order or a diversion agreement, and all assistants or employees of persons engaged in such counseling, evaluating or monitoring shall be immune from disciplinary complaint under this rule and from civil suit for any conduct in the course of their official duties.#N#(b) Complaints against members of the disciplinary system. Disciplinary complaints against members of the Board involving activities other than those performed within the scope of their duties as Board members shall be submitted directly to the Court. Disciplinary complaints against Hearing Committee members, the Executive Attorney, or Disciplinary Counsel involving activities other than those performed within the scope of their duties as such shall be submitted directly to the Board.#N#(c) Effect of settlement, compromise, restitution, or refusal to proceed. Neither unwillingness nor neglect by the complainant to sign a disciplinary complaint or to prosecute a charge, nor settlement, compromise, or restitution, shall in itself justify abatement of an investigation into the conduct of an attorney.#N#(d) Related pending litigation. The processing of a disciplinary complaint shall not be deferred or abated because of substantial similarity to the material allegations of pending criminal, civil, or administrative proceedings, unless authorized by the Board or a Contact Member for good cause shown.#N#(e) Service. Service upon the attorney of a petition instituting formal disciplinary proceedings shall be made by personal service by any person authorized by the Chairperson of the Board, or by registered or certified mail, return receipt requested, to the address shown in the most recent registration statement filed by the attorney pursuant to Rule II, or other last known address. Service by registered or certified mail shall not be effective unless Disciplinary Counsel files in the record of the proceeding proof of receipt of the petition by the attorney. Service of any other paper or notice required by this rule shall, unless otherwise provided in this rule, be made in accordance with Superior Court Civil Rule 5.#N#(f) Deleted by Court, effective March 1, 2016.#N#(g) Expenses. The salaries of Disciplinary Counsel and the Executive Attorney, their expenses, the expenses of the members of the Board and Hearing Committees, and other expenses incurred in the implementation or administration of this rule shall be paid out of the funds of the Bar.

How long does it take to serve notice of a hearing?

The date of the hearing shall be at least fifteen days after the date of service of the notice.

What is the order imposing probation?

The order shall also state whether, and to what extent, the attorney shall be required to notify clients of the probation . The Board by rule shall establish procedures for the supervision of probation.

What happens if an attorney objects to a court order?

If an attorney objects in writing to an order or written inquiry of the Board, the objection shall be noted, but review of the order or inquiry by the Court shall not be available (except as provided in section 18 (c) with respect to subpoenas) until all proceedings before the Board have been concluded.

How long does it take to file an exception to a court report?

The attorney or Disciplinary Counsel, or both, may file with the Court exceptions to the report of the Board within twenty days from the date of service of a copy thereof. The Court, for good cause shown, may grant an additional period for filing exceptions, not to exceed twenty days.

What is the Board of Professional Responsibility?

The Board on Professional Responsibility. (a) Composition of the Board. The Court shall appoint a board to be known as the Board on Professional Responsibility, which shall consist of seven members of the Bar and two persons who are not lawyers. (b) Appointment of Board members.

What are the sanctions for a lawyer who violates the Rules of Professional Conduct?

Members of the D.C. Bar who have violated one or more of the Rules of Professional Conduct may receive a sanction that does not involve a suspension from the practice of law. The “nonsuspensory sanctions” are, from least severe to most severe: an “informal admonition” by Disciplinary Counsel, a “reprimand” by the Board on Professional Responsibility, and “public censure” by the Court. In more serious cases, the D.C. Court of Appeals may impose a suspension of up to three years (and may also require the lawyer to prove fitness to practice prior to reinstatement), or disbarment (in which the respondent may apply for reinstatement after five years and must prove fitness).

How long does a lawyer have to be suspended?

In more serious cases, the D.C. Court of Appeals may impose a suspension of up to three years (and may also require the lawyer to prove fitness to practice prior to reinstatement), or disbarment (in which the respondent may apply for reinstatement after five years and must prove fitness).

When was the discipline system updated?

Disciplinary system recommendations and actions are available from 1979 to the present and updated as information is received from the Office of Disciplinary Counsel and Board on Professional Responsibility.

What is a client confidence or secret under Rule 1.6?

Information that is a client confidence or secret under Rule 1.6 is “protected by Rule 1.6” within the meaning of Rule 8.1 (b), even if a permissive disclosure option applies. Rule 1.6 (c), (d), and (e) describe circumstances in which a lawyer may reveal information otherwise protected by 1.6.

What happens if you make a false statement of fact?

Hence, if a person knowingly makes a false statement of fact in connection with an application for admission, it may be the basis for subsequent disciplinary action if the person is admitted, and in any event may be relevant in a subsequent admission application.

Do lawyers have to disclose information?

In such circumstances, a lawyer acting in a representative capacity may, but is not required to, make disclosures otherwise required by this rule. This rule refers to demands for information from an admissions or disciplinary authority. If a lawyer appears in an adjudicative proceeding regarding admission or bar discipline as a witness ...

Why is it important to report a violation of Rule 1.6?

Reporting a violation is especially important where the victim is unlikely to discover the offense. [2] A report about misconduct is not required where it would involve violation of Rule 1.6. However, a lawyer should encourage a client to consent to disclosure where prosecution would not substantially prejudice the client’s interests.

What is Rule 8.3?

Rule 8.3: Reporting Professional Misconduct. (a) A lawyer who knows that another lawyer has committed a violation of the Rules of Professional Conduct that raises a substantial question as to that lawyer’s honesty, trustworthiness, or fitness as a lawyer in other respects, shall inform the appropriate professional authority.

What is a client confidence or secret under Rule 1.6?

Information that is a client confidence or secret under Rule 1.6 is “otherwise protected by Rule 1.6” within the meaning of Rule 8.3 (c). Rule 1.6 (c), (d), and ( e) describe circumstances in which a lawyer may reveal information otherwise protected by Rule 1.6.

Is a lawyer required to disclose information?

If such circumstances exist, the lawyer may, but is not required , to reveal the information as part of a report of misconduct under this rule. The duty to report may also be limited by other law, including court rules or orders, protective orders, and laws restricting disclosure of grand jury or tax information.

Can a lawyer make disclosures?

In such circumstances, a lawyer may, but is not required to, make disclosures otherwise required by this rule. [3] If a lawyer were obliged to report every violation of the Rules, the failure to report any violation would itself be a professional offense.

Types of federal employee disciplinary actions

The type of disciplinary action may depend on various factors, including the reason for discipline, the nature of misconduct or performance issues, your position, and your disciplinary history. These are examples of formal disciplinary actions:

Federal employee disciplinary rights

The agency can issue you a reprimand or letter of counseling without giving you advanced notice. However, federal employees have rights when an agency proposes demotion, suspension, or removal. Specifically, the agency must issue a written notice of proposed discipline and a written notice of decision, which must explain your rights.

How does the agency decide on a disciplinary action?

The factors the deciding official considers depends on whether you the proposed discipline is for misconduct or performance.

Can I appeal a disciplinary action?

Most federal employees have the right to file an appeal with the MSPB if they are suspended for more than 14 days, demoted, or removed. You must file your appeal within 30 calendar days of the date you receive the notice of decision.

How can an attorney help me with a disciplinary action?

You aren’t required to hire an attorney to respond to a proposed disciplinary action. However, consulting with an experienced employment attorney may be very helpful. A lawyer can review the notice of proposed discipline and the evidence against you, and advise you about how to respond or prepare a response and provide an oral reply on your behalf.

What is felony discipline?

[13] Professional discipline: Discipline imposed by a foreign bar, professional or occupational agency, or licensing board in any state (including federal court, bankruptcy court, etc). [14] Employment of a disbarred, resigned, suspended, or involuntarily inactive attorney: [15]

What are the penalties for failure to make discovery?

Sanctions: All sanctions must be reported unless they are less than $1,000 or for failure to make discovery. [9] Criminal actions: The bringing of an indictment or information charging you with a felony, [10] A misdemeanor conviction for a crime committed in the practice of law or in which a client was the victim, [11]

What is a misdemeanor conviction?

A misdemeanor conviction for a crime committed in the practice of law or in which a client was the victim, [11] A misdemeanor conviction for a crime that necessarily involves dishonesty or moral turpitude, or an attempt, conspiracy, or solicitation to commit such a crime, [12] A felony conviction. [13]

Is an arrest a reportable action?

No. Arrests are not reportable actions under current law, and the fact an attorney has been arrested is not an independent basis for disbarment or suspension. Disclaimer: The State Bar as a regulatory entity does not provide legal advice to licensees.

Do you have to report to the state bar?

Yes. Even if you know that the court, opposing counsel, or some other entity has already made the report to the State Bar or is required to report to the State Bar, your obligation remains. [21]

Do you have to report a shareholder action?

Yes. Even if you were not named individually, but the firm at which you are a partner or shareholder was named, you must report the action or proceeding. [20] The only exception to this is if you know that the firm has already reported the action; in this instance you are relieved of the obligation.

Do insurance companies have to notify the state bar of a claim?

Insurance companies are required to notify the State Bar upon receipt of a claim or action against an attorney for fraud, misrepresentation, breach of fiduciary duty, or gross negligence committed in a professional capacity. [28] The Insurance Commissioner reports workers’ compensation fraud to the State Bar. [29]