i need a lawyer who specializes in stock sales

What does an attorney for stock disputes do?

Apr 26, 2021 · Owning a stock confers many rights to the owner, or stockholder. A stockholder, or shareholder, has the right to a share of the company’s earnings. They also have voting rights which may be used to vote on certain corporate decisions, such as the election of the board of directors. This may sound like a large amount of power, but that depends ...

Why hire a securities lawyer?

Jan 31, 2021 ·

Do I need a financial lawyer to make investment decisions?

Do I need a lawyer for a brokerage dispute?

Nov 25, 2020 · A financial services lawyer is an attorney who helps people with financial legal issues. This kind of lawyer often specialize in a certain type of finance law. A financial lawyer can help clients with a wide variety of financial matters. Finance law includes many different specific areas of law. Finance law deals with the rules that apply to ...

What is a stock market lawyer?

Can Attorneys trade stocks?

What is corporate and securities law?

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Which law firms are publicly traded?

Do law firms have shares?

What is a securities law violation?

What is the highest paid lawyer?

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What's the difference between attorney and lawyer?

What are 3 consumer protection laws?

How do you find a lawyer?

What is financial services lawyer?

A financial services lawyer is an attorney who helps people with financial legal issues. This kind of lawyer often specialize in a certain type of finance law. A financial lawyer can help clients with a wide variety of financial matters. Finance law includes many different specific areas of law. Finance law deals with the rules ...

What is an annuity lawyer?

Insurance and Annuities: A financial services lawyer can help you understand your insurance or annuities. An annuity is a contract used to create a savings or retirement plan. A financial services lawyer can explain the details of your annuity contract.

What is finance law?

Finance law includes many different specific areas of law. Finance law deals with the rules that apply to financial matters. Finance law includes topics like insurance, investments, commercial banking, capital marketing, etc. Finances are very important in your everyday life.

But there are other securities lawyers, what makes us a better choice?

We learned this game by working for the enemy. Today, we work solely on the side of abused investors. But we didn’t start out that way.

We do hours of work and give you real answers for free, before you hire us

Almost every law firm will tell you its lawyers provide a “free initial consultation”, which usually means they’ll listen to your story and tell you how much they charge. We don’t do free initial consultations. We do an entire preliminary workup of your case, free of charge and without any obligation on your part to retain us.

For us, helping victimized investors is about more than money

We did well representing brokerage firms. We did well, but we didn’t do good. We really grew to despise the way broker-dealers and many financial advisors treated and still treat their customers. In fact, we got so sick of defending bad guys that we, in essence, fired our broker-dealer clients and built something we could feel good about.

What is the responsibility of an investment firm?

Investment firms have a responsibility to establish and maintain rules regarding the supervision of their registered financial advisors and brokers. The supervision includes regular reviews of your portfolio to ensure it meets your investment objectives and risk tolerance. Broker-dealers are required to contact you in response to red flags to ensure you understand the risks involved with your holdings or trading strategy. If your investments lost money due to a representative's negligent or fraudulent behavior and the firm's failure to supervise played a role, our lawyers may be able to help you recover your losses.

What is a broker?

A broker is an individual that arranges a contract between a buyer and seller in return for a commission. Brokers coordinate contracts for property that they do not possess and do not have a personal interest. The property can be real estate, mortgages, insurance, stocks, bonds, and commodities. The most common types of brokers are securities brokers, commodities brokers, real estate brokers, mortgage brokers, and insurance brokers. Regardless of a brokers’ specialty, he or she must adhere to moral and financial legalities or risk committing broker fraud.

What is REIT investment?

A REIT is an entity that owns and operates income-producing real estate and distributes the income to investors. REITs pool the capital of numerous investors to purchase a portfolio of properties which the typical investor might not be able to buy individually. To qualify as a REIT, a company must have most of its assets and income tied to a real estate investment and must distribute at least 90% of its taxable income to shareholders annually in the form of dividends. Investors depend on the sale of properties or listing for the return of their principal.

What are the four types of bonds?

There are four general categories of bonds that are offered to investors: Corporate bonds: Bonds issued by a company to generate funds. Federal bonds: Bonds sold by the federal government, such as U.S. Treasury bills (T-bills) and U.S. savings bonds.

What is a federal bond?

Federal bonds: Bonds sold by the federal government, such as U.S. Treasury bills (T-bills) and U.S. savings bonds. Municipal bonds: Bonds issued by states, cities or other government entities to fund civic projects.

Is junk bond risky?

High yield junk bonds have significantly more risk than investment grade bonds. In addition, junk bonds typically move up and down with stocks and provide little or no downside protection when the stock market is declining. As with any investments, there are risks associated with bonds.

What is junk bond?

Junk bonds are often sold under the guise of bond funds or referred to as high-yield funds, and financial advisors and brokers have been fined for misrepresenting or omitting material information regarding the risks of the investment and the bonds themselves.

What is the difference between a stock purchase and an asset purchase?

an asset purchase, where the buyer purchases some or all of the seller's assets. This transaction is often favored by buyers because you get the assets, like equipment and inventory, without taking on the seller's debts and liabilities. a stock purchase, where the buyer purchases all or most of the seller's stock and "steps into the shoes" ...

What is an asset purchase?

Generally, the purchase or sale of an incorporated small business will be in the form of either: an asset purchase, where the buyer purchases some or all of the seller's assets. This transaction is often favored by buyers because you get the assets, like equipment and inventory, without taking on the seller's debts and liabilities. ...

What should a letter contain?

Typically, the letter should contain: how long the buyer and seller are willing to keep the deal open. a binding promise by the purchaser regarding confidentiality of the seller's trade secrets, like customer lists and other sensitive company information. a binding promise by the seller not to negotiate a sale with any other prospective purchaser ...

What is a formal final agreement?

A formal, final agreement is the culmination of the negotiations. It contains all the details of the deal: the price, the terms of the deal, when the business or assets will be turned over, whether they will be held by an escrow agent, and other important items. Usually, the agreement goes through many drafts and is finalized for ...

What is a binding promise?

a binding promise by the purchaser regarding confidentiality of the seller's trade secrets, like customer lists and other sensitive company information. a binding promise by the seller not to negotiate a sale with any other prospective purchaser for a certain period of time.