how to file a ethics complaint against a lawyer in arizona

by Shanon Hagenes 8 min read

To file a complaint against an attorney, please call the State Bar of Arizona

State Bar of Arizona

The State Bar of Arizona is the integrated bar association of the U.S. state of Arizona. The Arizona Supreme Court licenses lawyers, while the State Bar administers the regulation of the practice of law. The State Bar, under the direction of the Court, establishes procedures for the disci…

at: 602-252-4804 RECORDS Records of formal disciplinary proceedings are public and are available from the offices of the Attorney Discipline Unit.

To report attorney misconduct you must contact the State Bar of Arizona. Once a report of attorney misconduct is received, the State Bar of Arizona will make a determination if the conduct warrants the filing of a formal complaint.

Full Answer

How do I file a complaint against a lawyer in Arizona?

All formal complaints of misconduct are filed by the State Bar of Arizona with the Disciplinary Clerk, Office of the Presiding Disciplinary Judge. To file a complaint against an attorney, please call the State Bar of Arizona at. 602-252-4804.

How to file a complaint against a lawyer for ethical violations?

Filing a Complaint If you think your lawyer has violated an ethical rule, you may file a complaint with the disciplinary board in the state where the lawyer is licensed.

How to file a complaint against an attorney for professional misconduct?

If you believe an attorney has committed professional misconduct, you have the option of filing a complaint with the attorney regulatory authorities in your jurisdiction (links below). Filing a complaint against an attorney is a serious matter, and should be limited to significant problems.

Can a judge file a complaint against an attorney for improper behavior?

However, other attorneys and even judges sometimes file complaints against attorneys for improper behavior. In most cases, a board of lawyers and non-lawyers will review the complaint. If there’s a potential ethical violation, the board will give the lawyer a copy of the complaint and an opportunity to respond.

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What is the most common complaint against lawyers?

Perhaps the most common kinds of complaints against lawyers involve delay or neglect. This doesn't mean that occasionally you've had to wait for a phone call to be returned. It means there has been a pattern of the lawyer's failing to respond or to take action over a period of months.

What is unethical for a lawyer?

Attorney misconduct may include: conflict of interest, overbilling, refusing to represent a client for political or professional motives, false or misleading statements, knowingly accepting worthless lawsuits, hiding evidence, abandoning a client, failing to disclose all relevant facts, arguing a position while ...

What is the ethical duty of a lawyer?

These principles include the lawyer's obligation zealously to protect and pursue a client's legitimate interests, within the bounds of the law, while maintaining a professional, courteous and civil attitude toward all persons involved in the legal system.

What are examples of ethics violations?

Ethics violations such as discrimination, safety violations, poor working conditions and releasing proprietary information are other examples. Situations such as bribery, forgery and theft, while certainly ethically improper, cross over into criminal activity and are often dealt with outside the company.

What are common sanctions for violating ethical practices for attorneys?

The most common penalties for violating ethical rules are disbarment, suspension, and public or private censure. Disbarment is the revocation of an attorney's state license, permanently rendering the attorney unqualified to practice law.

What are examples of legal ethics?

Some issues that have both ethical and legal components include:Access to medical care.Informed consent.Confidentiality and exceptions to confidentiality.Mandatory reporting.Mandatory drug testing.Privileged communication with healthcare providers.Advance directives.Reproductive rights/abortion.More items...

What are the four responsibilities of lawyers?

It describes the sources and broad definitions of lawyers' four responsibilities: duties to clients and stakeholders; duties to the legal system; duties to one's own institution; and duties to the broader society.

What is an example of applied ethics?

What is applied ethics? Examples: the moral issues regarding… abortion euthanasia giving to the poor sex before marriage the death penalty gay/lesbian marriage (or other rights) war tactics censorship so-called “white lies” etc.

Ethics Department

The Ethics Department provides ethics advice to Arizona lawyers and legal paraprofessionals about their own future conduct, creates and presents various CLE seminars, and staffs the Ethics Advisory Group (EAG). The Ethics Department does not handle lawyer discipline.

Ethics Resources

Best Practices from the Ethics Advisory Group Rules of Professional Conduct Ethics Hotline Ethics Opinions Unauthorized Practice of Law Opinions FAQs on Legal Paraprofessionals (LP) and Alternative Business Structures (ABS) New!

Arizona Supreme Court's Attorney Ethics Advisory Committee

The Arizona Supreme Court's Attorney Ethics Advisory Committee (AEAC), was created pursuant to Rule 42.1, Ariz. R. Sup. Ct., and Administrative Order No. 2018-110. The AEAC may issue opinions on lawyer ethics, professionalism and the unauthorized practice of law.

How to file a complaint against an attorney in Arizona?

To file a complaint against an attorney, please call the State Bar of Arizona at: 602-252-4804. RECORDS. Records of formal disciplinary proceedings are public and are available from the offices of the Attorney Discipline Unit.

What is the purpose of attorney discipline?

The purpose of attorney discipline is to protect the public and the administration of justice from attorneys who have not discharged their professional duties to clients, the public, the legal system, and the legal profession.

Why file an ethical complaint against a lawyer?

Some common reasons that you need to consider before filing a complaint against a lawyer, may include:

Steps to file an ethics complaint against a lawyer

A complaint would be filed against the lawyer in the form of a petition. The complaint needs to be verified and signed according to the provisions of Civil Procedure. The complaint should be written and filed in language that is deemed appropriate for making legal statements.

What happens after the Disciplinary Committee hearing?

After hearing arguments to ascertain the presence of conflict between the two, the State Bar Committee will decide whether the case needs more evidence to proceed further or not.

How to file a complaint against a lawyer?

In most states, you can file your complaint by mailing in a state-issued complaint form or a letter with the lawyer's name and contact information, your contact information, a description of the problem, and copies of relevant documents. In some states, you may be able to lodge your complaint over the phone or online.

Who reviews ethics complaints?

In most cases, a board of lawyers and non-lawyers will review the complaint. If there’s a potential ethical violation, the board will give the lawyer a copy of the complaint and an opportunity to respond.

What happens if a client fires a lawyer?

When a client fires a lawyer and asks for the file, the lawyer must promptly return it. In some states, such as California, the lawyer must return the file even if attorneys’ fees haven’t been paid in full. Lawyer incompetence. Lawyers must have the knowledge and experience to competently handle any case that they take on.

What is the role of a disciplinary board in a state?

State Disciplinary Boards. Each state has a disciplinary board that enforces state ethics rules for lawyers. The board is usually an arm of the state’s supreme court and has authority to interpret ethics rules, investigate potential violations, conduct evidentiary hearings, and administer attorney discipline.

What is the role of a lawyer?

Lawyers are given a lot of responsibility and often deal with serious matters, from criminal charges to child custody to tax and other financial matters. When you hire a lawyer, you are trusting him or her to represent your interests in the best manner possible. To protect the public—and the integrity of the legal profession—each state has its own code of ethics that lawyers must follow. These are usually called the “rules of professional conduct.”

What is incompetence in a lawyer?

Lawyer incompetence. Lawyers must have the knowledge and experience to competently handle any case that they take on. They must also be sufficiently prepared to handle matters that come up in your case, from settlement negotiations to trial. Conflicts of interest.

What happens if you don't report a violation of the law?

If there's no evidence of a violation, the board will dismiss the case and notify you. If the violation is minor, a phone call or letter to the lawyer usually ends the matter.

What is the phone number for the state bar of Arizona?

Client Rights and Responsibilities. How the Discipline Process Works. If you have not already done so, please call 602.340.7280, to talk to someone with the State Bar of Arizona Intake Department, prior to completing this form.

How to state a charge?

State your charge in your own words. Include all important dates, times, places, and details so that the specific nature of your charge can be understood. Use as much space as necessary. It is not necessary to be brief.

How to file a complaint against a judge in Arizona?

Making a Complaint about an Arizona Judge. Anyone can file a complaint against a judge. Click on complaint form for the Commission's official complaint form. A letter will be treated as a complaint if it contains the information required on the official form. There is no charge for filing a complaint.

What is a complaint in court?

A complaint consists of a statement of facts describing the judge’s alleged misconduct and listing the names of witnesses who can verify the facts. The complainant is not required to provide court files, but may attach copies of documents he or she believes may help the Commission understand the complaint.

What happens if a complaint is dismissed?

If the complaint is dismissed, however, your name and the judge’s name (as well as other identifying information) will be removed from the documents available for public review.

How long does it take to get a complaint reconsidered?

If either disagrees with the decision, he or she may file a motion for reconsideration within fifteen days of the mailing of the Commission's order.

Where is the Arizona Commission on Judicial Conduct located?

Commission staff can be reached at 602-452-3200. Arizona Commission on Judicial Conduct. 1501 W. Washington Street, Suite 229. Phoenix, AZ 85007.

Can a complaint form be used as a letter?

The Commission's complaint form should be used, if possible, but a letter is acceptable as long as it contains all of the information requested on the complaint form.

Is there a charge for filing a complaint?

There is no charge for filing a complaint. The complaint form is a fillable form that can be saved as a PDF and sent to the Commission as an attachment to an email message, but is only fully compatible with Microsoft Internet Explorer (IE).

State Bar of Arizona Ethics Department

The Ethics Department at the Arizona Bar provides ethics counsel to each member of the Arizona Bar. The Lawyer Ethics Department is separate from Lawyer Regulation Department which handles lawyer discipline. The Ethics Department provides guidance for the 8 Rules:

AZ Character and Fitness Guidelines

The Character and Fitness application for licensure with the State Bar of AZ ensures that applicants for the Bar not only meet Arizona’s requirement for the practice of law, but also show the ability to perform professional work in an open and honest manor.

Concerns about a lawyer, ABS, or LP?

The State Bar of Arizona, under the authority granted by the Supreme Court of Arizona, investigates allegations of attorney, alternative business structure (ABS) and Legal Paraprofessional (LP) misconduct and determines whether formal discipline proceedings are appropriate.

Misconduct

Attorneys, ABSs and LPs must comply with the Supreme Court of Arizona's Rules of Professional Conduct, more commonly known as the Ethical Rules. The State Bar of Arizona Lawyer Regulation Office (LRO) investigates any allegations that a lawyer has violated these rules initiates formal proceedings before the Supreme Court of Arizona.

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Frequently Taken Bar Actions

  • The 2020 Annual Report of the Attorney Regulation Advisory Committee to the Arizona Supreme Court listed there were the following actions against attorneys licensed in AZ in 2020: 1. Disbarred 8 2. Suspended 36 3. Reprimanded 24 4. Diversion Agreements 122 5. Dismissals with Comment 191 Receiving an ethics complaint o…
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Bar Discipline After Intake Review

  • However, most of the time an inquiry initiated after the Bar receives a “complaint” against a lawyer will begin with a call from an Intake Attorney with the Bar’s Lawyer Regulation Department. This Department resolves disputes and investigates allegations of misconduct, incapacity or lack of professionalism. After the intake call request the Bar can: 1. Dismiss the charge 2. Offer Diversion 3. Prepare a Written Charge and refer the matter to the Litigatio…
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Litigation Department Screening Investigation

  • The vast majority of charges are concluded in the Intake Department; however, if the charge is not dismissed or resolved via diversion, it will move forward for a screening investigation with the Arizona Bar’s Litigation Department. The assigned attorney reviews the charge, the lawyer’s response and the gathered evidence. The Bar’s attorney can continue to investigate and obtain additional evidence if desired. The assigned Litigation attor…
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Criminal Self Report to State Bar of AZ

  • Rule 54. Grounds for Discipline of the Rules of the Supreme Court of Arizona, Arizona Revised Statutes holds that an attorney licensed in Arizona may be disciplined by the State Bar of Arizona upon the conviction of certain crimes. Rule 54 holds that an attorney shall be disciplined for: 1. Conviction of a misdemeanor involving a serious crime 2. Conviction of ANY felony A serious crime is defined as any crime that involves interference with the ad…
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Arizona Unauthorized Practice of Law Investigated by Court

  • The 2020 Annual Report of the Attorney Regulation Advisory Committee to the Arizona Supreme Court listed there were 58 charges of the unauthorized practice of law with 32 of those referred to investigation. The Arizona Supreme Court has jurisdiction over any person or entity engaged in the authorized or unauthorized practice of law in Arizona via Rule 31 of the Arizona Rules of the Supreme Court. The practice of law is defined as the follow…
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Attorneys For Ethics Complaints

  • If you are interested in discussing a State Bar of Arizona issue or want to discuss how to become a client contact Chelle Law today.
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