case where a lawyer is not protected by whistleblower statute because of duty of confidentiality

by Mrs. Winnifred Kassulke PhD 3 min read

A plurality of the Minnesota Supreme Court held that when an in-house lawyer reports wrongdoing to the client in order to pull the client back into compliance, the purpose behind such reports is not to expose illegality and therefore such attorneys are not afforded whistleblower protection. Complete Summary

Full Answer

Are whistleblowers protected by law?

Even if the law accepts how a whistleblower takes information, as well as the kind of information disclosed, there’s still the issue of how the whistleblower handles that information. An individual is far more likely to possess whistleblower protections when they act properly in disclosing that information.

What should a whistleblower look for in a confidentiality agreement?

Instead, a whistleblower should see if the applicable law outlines the specific process for reporting unlawful activities. One tool companies and government employers have used to stop or discourage whistleblowing is the use of confidentiality or non-disclosure agreements (NDAs).

How do I get a lawyer for a whistleblower protection case?

If you are seeking representation in a whistleblower protection case, click here, or call us at (202) 769-1681 or (202) 262-8959 to schedule a free preliminary consultation. And to learn more about whistleblower protections for federal employees, see Whistleblower Protections Under the Whistleblower Protection Act.

Is false reporting protected whistleblowing?

False reporting is not protected and is subject to disciplinary action. Protected whistleblower actions include disclosure of public information; major waste of public funds; federal or state law violations; danger to public safety or health; and discussion with state officials of government agency operations. False reporting is not protected.

Which is not a legal protection for whistleblowers?

Whistleblower Protection does not always protect federal workers. The Supreme Court ruling excludes whistleblower actions covered in the job description for federal workers.

Are whistleblower complaints confidential?

In the public sector, federal employees can confidentially disclose allegations of misconduct to the appropriate authorities through the Whistleblower Protection Act (WPA) and the Inspector General Act.

What is protected in a whistleblower disclosure?

A: A protected disclosure is anything reported that the disclosing individual reasonably believes evidences a violation of any law, regulation, or rule, as well as gross mismanagement or waste of funds, abuse of authority, or a substantial and specific danger to public health or safety.

Does the Whistleblower Protection Act protect all whistleblowers?

The Act protects federal whistleblowers who work for the government. However, it specifically excludes whistleblowers in the intelligence community and those who work for the FBI, focusing on employees who work in an unclassified environment.

Is whistleblower anonymity protected by law?

The law does not compel an organisation to protect the confidentiality of a whistleblower. However, it is considered best practice to maintain that confidentiality, unless required by law to disclose it.

How does whistleblowing relate to confidentiality?

Making your claim anonymously or confidentially You can give your name but request confidentiality - the person or body you tell should make every effort to protect your identity. If you report your concern to the media, in most cases you'll lose your whistleblowing law rights.

Who is protected under PIDA?

Who is is protected under PIDA? Section 43K of PIDA has a wider definition of worker than other areas of employment law. This means protection is granted to employees as well as certain workers, contractors, trainees and agency staff who make a protected disclosure.

What conflicting ethical duties might a whistleblower encounter?

Whistle-blowing brings two moral values, fairness and loyalty, into conflict. Doing what is fair or just (e.g., promoting an employee based on talent alone) often conflicts with showing loyalty (e.g., promoting a longstanding but unskilled employee).

Who does the Protected Disclosures Act apply to?

Every employer and employee has a responsibility to disclose criminal and other irregular conduct in the workplace. Every employer has a responsibility to take all necessary steps to ensure that employees who disclose such information are protected from any reprisals as a result of such disclosure. PART 1 1.

Who does the Whistleblower Protection Act of 1989 protect?

federal government employeesThe Whistleblower Protection Act of 1989 is a law that protects federal government employees in the United States from retaliatory action for voluntarily disclosing information about dishonest or illegal activities occurring in a government organization.

What is a whistleblower and how are they protected under the law?

The California Whistleblower Protection Act (the "Act"), which gives the California State Auditor the authority to receive and investigate complaints about improper governmental activities, also protects every state employee who files a complaint from suffering any retaliation by his or her state employer for having ...

What are whistleblower laws?

Whistleblower Laws By State. Many states have laws protecting whistleblowers who report false claims submitted to state and local governments. In certain instances, lawsuits may be filed under these state laws if the fraud involved the misuse of state funds or other types of fraud against a state government.

What happens if you are retaliated against for being a whistleblower?

If you are retaliated against for being a whistleblower, your attorney may file a lawsuit against your employer seeking: Reinstatement if you were terminated. Twice the amount of back pay you lost as a result of the illegal retaliation. Interest on the back pay.

What is the False Claims Act?

Known as The False Claims Act, the law protects whistleblowers from retaliation. It is illegal for you to be discharged, demoted, suspended, threatened, harassed, or in any other way discriminated against for filing a qui tam claim. Additionally, under certain circumstances, the whistleblower may be eligible for compensation.

What happens if an employee files a qui tam complaint?

But retaliation can often be more subtle than that. Any of the following after the filing of a qui tam complaint can also constitute retaliation : Harassment or discrimination in the workplace.

What are the types of retaliation?

Some cases of retaliation are easy to spot. An employee files a claim, the manager or boss fires them right away. Simple, open-and-shut case. But retaliation can often be more subtle than that. Any of the following after the filing of a qui tam complaint can also constitute retaliation: 1 Harassment or discrimination in the workplace 2 Suspension, with or without pay 3 Demotion in pay or responsibility 4 Denial of benefits, bonuses, or promotions 5 Being made to feel unsafe or threatened in the workplace 6 Imposition of penalties or sanctions

How long does a whistleblower lawsuit last?

Copies of the lawsuit are only given to the United States Department of Justice, the local United States Attorney, and the assigned judge of the District Court. The lawsuit and all other documents filed in the case remain under seal for a period of at least 60 days. At the conclusion of the 60 days, the Department of Justice may file a motion with the court requesting that the case remain under seal while it continues its investigation. In general, these motions usually request an extension of the seal for six months at a time.

How long does an employee have to take legal action after retaliation?

In general, the employee has three years after the date the retaliation occurred to take legal action. It is important to speak with a lawyer to determine whether your whistleblower activity has legal protection.

What is reasonable belief in whistleblower protection?

Reasonable Belief in Whistleblower Protection Act Cases. An employee need not prove that the matter disclosed actually was unlawful, gross mismanagement, or a gross waste of funds, abuse of power, or a danger to public health or safety. The employee must instead show that a person standing in the employee’s shoes may reasonably believe, ...

What is protected whistleblowing?

Protected Whistleblowing Under the Whistleblower Protection Act. A federal employee or applicant makes a protected disclosure if the individual reasonably believes the disclosed conduct constitutes any of the following: A violation of any federal law, rule, or regulation. Gross mismanagement. A gross waste of funds.

What is the purpose of the whistleblower guide?

The goal of the guide is to inform federal employees about the whistleblower rights and protections available under the Whistleblower Protection Act, as amended by the Whistleblower Protection Enhancement Act and the Follow the Rules Act .

How to contact whistleblower protection?

If you are seeking representation in a whistleblower protection case, click here, or call us at (202) 769-1681 or (202) 262-8959 to schedule a free preliminary consultation. And to learn more about whistleblower protections for federal employees, see Whistleblower Protections Under the Whistleblower Protection Act.

Who is the whistleblower protection act?

Guide to the Whistleblower Protection Act. Whistleblower attorneys Eric Bachman and Jason Zuckerman, former senior officials at the U.S. Office of Special Counsel, have released a guide for federal employee whistleblowers titled The Whistleblower Protection Act: Empowering Federal Employees to Root Out Waste, Fraud and Abuse ...

Is whistleblowing required under the Whistleblower Protection Act?

No Required Channel for Whistleblowing Under Whistleblower Protection Act. An employee may disclose information to any person, except where the information is required by law or presidential order to be kept confidential. There is no requirement that an employee proceed incrementally through the employee’s chain of command.

Who represents whistleblowers?

Zuckerman Law has represented whistleblowers before the Office of Special Counsel, Offices of Inspectors General, and Congressional oversight committees. The firm is uniquely qualified to represent whistleblowers in the federal government because two of the firm’s attorneys served in senior roles at the U.S. Office of Special Counsel.

What laws can be used to prosecute a whistleblower?

For example, with so much sensitive information being stored on a computer, courts will often allow the prosecution of the whistleblower through anti-hacking laws, like the Computer Fraud and Abuse Act (CFAA).

What is a good example of whistleblower protection?

One good example of this is the Intelligence Community Whistleblower Protection Act of 1998 (ICWPA).

How to lose whistleblower protection?

One of the best ways for an individual to lose any potential whistleblower protections is to first give the information directly to the press. This isn’t a hard and fast rule thanks to the First Amendment, but it’s a good rule of thumb to follow.

What is the purpose of the CFAA?

The CFAA was originally intended to allow for the criminal and civil prosecution of computer hackers who cause harm to computers used in interstate commerce. But it’s also being used to go after whistleblowers who allegedly go after computer data without authorization or who have exceeded their authority.

Why is it important to get corroborating evidence?

When it comes to whistleblowing, knowing information relating to improper conduct is one thing, but proving it is something else. That’s why getting corroborating evidence to support what the whistleblower says is so important. But in this quest for evidence, whistleblowers may go too far.

What are some examples of federal laws?

For example, there are dozens at the federal level, including those found within the following laws: Occupational Safety and Health Act of 1970. Sarbanes–Oxley Act of 2002. Asbestos Hazard Emergency Response Act of 1986. Whistleblower Protection Act of 1989. Whistleblower Protection Enhancement Act of 2012. Intelligence Community Whistleblower ...

What should an individual do instead of taking or revealing information?

Instead, an individual should make note of the information they want to take or reveal, including what it proves and where it can be found. From there, they can decide, with the help of legal counsel, how to proceed. In the end, it might involve going to the press or reporting it to a government agency.

What is the statute of limitations for whistleblowers?

Whistleblowers covered under the WPA can file a retaliation claim with OSC, an independent agency that investigates and can prosecute any prohibited personnel practices – including unlawful whistleblower retaliation. The WPA imposes a three-year statute of limitations for filing a retaliation claim with OSC. (5 U.S.C. § 1214(a)(6)A)(iii)).

What is the WPA?

The Whistleblower Protection Act of 1989 (WPA) prohibits retaliation against most executive branch employees when they blow the whistle on significant agency wrongdoing or when they engage in protected conduct.

Can an agency gag employees?

Agencies cannot gag employees from making lawful disclosures through policy, order, or agreement. Any kind of restriction on employee speech must contain verbatim the clause in 5 U.S.C. § 2302(b)(13) that declares the supremacy of whistleblower rights in the event of a conflict.

Do whistleblowers need confidentiality?

whistleblower making disclosures under the WPA may or may not want confidentiality. Certain audiences are required to maintain a whistleblower’s confidentiality when they receive a disclosure unless they have the whistleblower’s express written consent, or unless certain exceptions come into play. Specifically:

Does the WPA cover employee communications?

The WPA covers employee communications of protected information, even if the disclosure is communicated as a part of the employee’s job duties. However, to receive protection for “duty speech” the whistleblower must prove retaliatory intent, rather than a mere causal link between the disclosure and a challenged job action. (5 U.S.C. § 2302(f)(2)).

What is the purpose of the whistleblower commission?

As a general rule, the Commission treats information learned during the course of an investigation, including the identity of sources, as non-public and confidential.

Can the Commission disclose information that could reasonably identify a whistleblower without consent?

There are, however, limits on the Commission's ability to shield your identity. The Commission will not disclose information that could reasonably identify a whistleblower without consent of the whistleblower, except in the following circumstances:

Can employers discharge whistleblowers?

Nor may employer s discharge, demote, suspend, threaten, harass, directly or indirectly, or in any other manner discriminate against a whistleblower in the terms and conditions of employment for coming forward with information about possible violations of the CEA.

Can employers retaliate against whistleblowers?

The Dodd-Frank Act prohibits retaliation by employers against whistleblowers. Employers may not take any action to impede would-be whistleblowers from communicating directly with the Commission's staff about possible violations of the Commodity Exchange Act (CEA), including by enforcing, or threatening to enforce, a confidentiality agreement or predispute arbitration agreement with respect to such communications. Nor may employers discharge, demote, suspend, threaten, harass, directly or indirectly, or in any other manner discriminate against a whistleblower in the terms and conditions of employment for coming forward with information about possible violations of the CEA. The CFTC and the whistleblower may separately bring actions against an employer for retaliation against the whistleblower.

State Law vs. Federal Common Law

Whistleblower Lawyers and Privileged Information

  • Following Van Asdale, the Wadler court ultimately determined that the “reason and experience” of federal common law regarding attorney-client privilege permitted Wadler to use evidence for his retaliation claim that would likely have been barred by state law. The court pointed to language in Rule 1.6 of Model Rule of Professional Conduct, cited fav...
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Sox Preempts State Ethical Rules

  • For the reasons above, the court in Wadlerfollowed precedent from the Ninth, Third, Fifth, and First Circuit Courts of Appeal in ruling that federal common law allows in-house attorneys to use privileged and confidential materials under certain circumstances in support of a whistleblower retaliation claim. In determining that federal rules trump state restrictions on such information, t…
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Takeaways from Wadler

  • Wadlerillustrates the unique difficulties and legal hurdles that in-house attorneys face in bringing whistleblower retaliation claims. As the court observed, Wadler’s legal claim survived because it arose under federal law – had he attempted to use the same evidence in support of a California state law whistleblower claim in state court, he may well have been unable to proceed. What priv…
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